About the role
The team manages the compliance program for Ramp Advisory LLC, an SEC-registered investment adviser. The compliance officer designs, executes, and oversees the firm's regulatory adherence, acting as the primary liaison with the SEC and ensuring all operations meet legal requirements.
Our summary of the posting; the original is on the Ramp careers page.
What the posting requires
- Required
- AI
- Automation
- Compliance programs
- Fintech
- Advisers Act
- SEC expectations
- Investment adviser compliance
- CCO
- SEC examinations
- Preferred
- Cash management
- Digital advisory
- Fixed income
- Technology-enabled advisory
- Compliance program
- High-growth company
These tags are our reading of the posting. They can miss something; the original posting is the reference.