About the role
The Regulatory and Compliance team ensures adherence to AML and KYC regulations. This role involves reviewing and approving investor documentation, conducting screenings, and assisting with audits. The position also provides compliance guidance on new initiatives and performs third-party testing.
Our summary of the posting; the original is on the iCapital careers page.
What the posting requires
- Required
- LexisNexis
- Worldcheck
- ComplyAdvantage
- Broker dealer
- Registered investment advisor
- AML
- KYC
- Private fund investors
- Alternatives
- Preferred
- ACAMS certification
- JD
These tags are our reading of the posting. They can miss something; the original posting is the reference.