About the role
The Regulatory and Compliance team ensures investor subscription materials meet legal requirements for fund investments. The Associate reviews these documents for completeness and adherence to relevant acts and rules, tracks data, and communicates with internal teams regarding investor issues.
Our summary of the posting; the original is on the iCapital careers page.
What the posting requires
- Required
- Governing documents
- Project management
- Process development
- Excel
- Track investor subscriptions
- Rules of engagement
- Communication
- Draft deficiency comments
- Alternative funds
- Preferred
- AML
- KYC
- Private fund investors
- Regulatory requirements
- JD
These tags are our reading of the posting. They can miss something; the original posting is the reference.