About the role
The Regulatory and Compliance team ensures investor subscription materials meet regulatory requirements for private and registered funds. This role involves leading a team, managing client relationships, and meticulously reviewing and tracking investor documentation to ensure adherence to relevant securities laws and regulations.
Our summary of the posting; the original is on the iCapital careers page.
What the posting requires
- Required
- Governing documents
- Project management
- Process development
- Alternative funds
- Trust agreements
- Registered funds
- Private funds
- Registered investment advisor
- Alternatives
- Preferred
- AML
- KYC
- Private fund investors
- JD
These tags are our reading of the posting. They can miss something; the original posting is the reference.