About the role
The Regulatory and Compliance team ensures investor subscription materials meet regulatory requirements. The Vice President in this role leads a team that reviews these documents, manages client relationships, and tracks investor data. This involves communicating with various teams and providing feedback on subscription materials.
Our summary of the posting; the original is on the iCapital careers page.
What the posting requires
- Required
- Alternatives
- Fund structuring
- Governing documents
- Fund formation
- Alternative funds
- Investor agreements
- Registered funds
- Verbal communication
- Personal interaction
- Preferred
- Private funds
- Registered investment advisor
- AML
- KYC
- Private fund investors
- Regulatory requirements
These tags are our reading of the posting. They can miss something; the original posting is the reference.