About the role
The Regulatory and Compliance team ensures adherence to AML and KYC regulations. The Assistant Vice President reviews and approves investor documentation, conducts screenings, and collaborates with business lines to provide compliance guidance.
Our summary of the posting; the original is on the iCapital careers page.
What the posting requires
- Required
- AML screening
- LexisNexis
- Worldcheck
- ComplyAdvantage
- Vendor tools
- AML
- KYC
- Private fund
- Regulatory requirements
- Preferred
- Broker dealer
- Registered investment advisor
- ACAMS certification
- JD
These tags are our reading of the posting. They can miss something; the original posting is the reference.