About the role
The Broker Dealer Operations team ensures the accurate and compliant execution of daily trading activities. The manager defines the trading control environment, strengthens documentation standards, and builds operating rhythms for monitoring functions. This role involves creating auditable processes and managing incident response to maintain accuracy and scalability.
Our summary of the posting; the original is on the Brex careers page.
What the posting requires
- Required
- AML
- Sanctions
- Fraud
- Transaction monitoring
- Regulated financial environment
- Series 7
- Series 63
- Series 24
- US banking operations
- Preferred
- SQL
- Data tools
- AI
- Escheatment program
- Money market trading
- AI deployment
These tags are our reading of the posting. They can miss something; the original posting is the reference.