About the role
The Regulatory Reporting team ensures Robinhood adheres to SEC and FINRA regulations. The Compliance Associate reviews customer complaints to determine if regulatory filings are necessary. This role involves preparing reports for regulators and analyzing complaint data to identify trends and improve processes.
Our summary of the posting; the original is on the Robinhood careers page.
What the posting requires
- Required
- Data analysis
- Analytical skills
- Metrics
- Brokerage operations
- Compliance functions
- Bachelor's degree
- Compliance
- Curiosity
- Independent work
- Preferred
- FINRA Rule 4530
- FINRA
- Series 7
- Licensure
- Financial services
- Operations
These tags are our reading of the posting. They can miss something; the original posting is the reference.